Merrill Lynch has made a series of recent hires, luring advisors away from large rival brokerage firms where they had ...

Milligan, similar to other former Merrill as well as Morgan Stanley advisors suing the wirehouses, claims that he was forced to forfeit more than half a million dollars he was owed in deferred ...

The Merrill Lynch bull statue may soon have a new permanent range at the Bank of America office campus north of The Avenues ...

Seven former financial advisers for Bank of America Corp.'s investment management unit are calling to pause a potential class ...

At the time, the U.S. Attorney’s office alleged the brothers overbilled their advisory fees, siphoned money from bank accounts through fraudulent fee charges, forged client signatures on documents and ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating the Advisers Act, according to the Securities and Exchange Commission.

Callea and Cintron each have 25 years of industry experience and have moved together through five stints across four firms, including two stops each at Merrill and Morgan Stanley, according to ...

Sanctuary Wealth's latest minority investment marks a new phase in the RIA aggregator's efforts to support independent ...