Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

The next-generation portfolio advisor is a fan of diversified investing, which means he’s no fan of the Magnificent ...

The industry's self-regulator fined James Iannazzo $50,000 and suspended him for two years for violating what one dissenting panel member said was a "catch-all" Finra rule.

The two-decade veteran, whose career also includes a stint at Merill Lynch, will help shape strategy for the Google ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

Bank of America has doubled the size of its banking team in Switzerland, its CEO said, seizing on a potential opportunity to ...

At this NYC advisory, preserving wealth takes precedence over hitting home runs. Firm: Merrill Private Wealth Management ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

Switzerland has pledged to put in place stricter banking rules since the 2023 collapse of Credit Suisse, which was then taken ...